How to Create a tZERO Securities account | tZERO Help Center

How to Create a tZERO Securities account

Steps on how to create a tZERO Securities account

Please refer to the following before starting this process:

• General Help

• What browsers are supported?

• Information to open an account?

• Entity Account Onboarding Requirements

General Help

What browsers are supported?

Information to open an account?

Entity Account Onboarding Requirements

Click Here for steps on Creating a Primary Issuance Account

Click Here for steps on Creating a Secondary Trading Account

Secondary Trading Account Creation

Create Account

1. Visit www.tzero.com/investors/register

   

2. Select Account Type
   ***If you hold shares in a security that is trading or will be trading in the future on tZERO Securities, please make sure your account type matches that of your original investment - ex: if you invested as an individual please select individual account type***

3. Enter your email address

4. Create your password

   1. tZERO passwords must have the following requirements:

      1. 1 lower case letter

      2. 1 upper case letter

      3. 1 specific special character

      4. 1 number

      5. minimum of 8 characters

      6. No spaces

   2. If you enter a password correctly, a green checkbox will be appear by each of the requirements

      

Visit www.tzero.com/investors/register

Select Account Type
***If you hold shares in a security that is trading or will be trading in the future on tZERO Securities, please make sure your account type matches that of your original investment - ex: if you invested as an individual please select individual account type***

Enter your email address

Create your password

tZERO passwords must have the following requirements:

1 lower case letter

1 upper case letter

1 specific special character

1 number

minimum of 8 characters

No spaces

If you enter a password correctly, a green checkbox will be appear by each of the requirements

If you enter a password correctly, a green checkbox will be appear by each of the requirements

Verification

1. Select your verification

   1. If you live inside the US, you have two options for 2 factor authentication:

      1. SMS

      2. Google Authenticator

   2. If you live outside the US, you can only select Google Authenticator

2. Complete the setup and enter the 6 digit verification code

Select your verification

If you live inside the US, you have two options for 2 factor authentication:

SMS

Google Authenticator

If you live outside the US, you can only select Google Authenticator

Complete the setup and enter the 6 digit verification code

Personal Info

*** We encourage you to NOT use the autofill feature on your browser as it may create data input issues ***

1. Enter your name

2. Enter your DOB

3. Enter your Phone Number

4. Enter your Address

5. Enter Tax ID / SSN

   1. If country of taxation is not the same as physical address, you will be asked to provide tax id country.

   2. If country of citizenship is not the same as physical address, you will be asked to provide country of citizenship

Enter your name

Enter your DOB

Enter your Phone Number

Enter your Address

Enter Tax ID / SSN

If country of taxation is not the same as physical address, you will be asked to provide tax id country.

If country of citizenship is not the same as physical address, you will be asked to provide country of citizenship

Investor Info

1. Select your Investor Purpose

2. Answer "Are you ok trading low trade volume (illiquid) securities?"

3. Affirm your affiliation status

4. Enter your employment information

Select your Investor Purpose

Answer "Are you ok trading low trade volume (illiquid) securities?"

Affirm your affiliation status

Enter your employment information

Review Details

1. Review all the details on your application

   1. If there is any issues, you should see a red box highlighting the field with the issue

Review all the details on your application

If there is any issues, you should see a red box highlighting the field with the issue

Finish Application

1. Please be sure to review all of the disclosures presented

   1. Please only check the disclosure box if you agree to the Terms & Conditions presented to you

2. Type your name for your signature

   1. The signature field must match exactly as the name entered when you began your application

Please be sure to review all of the disclosures presented

Please only check the disclosure box if you agree to the Terms & Conditions presented to you

Type your name for your signature

The signature field must match exactly as the name entered when you began your application

Important to note:

• Applications can take up to 5 business days for review

• You will not be able to fund your account until your application is approved

  • This includes money and/or securities

• You should receive an e-mail from tZERO confirming that:

  • Your application has been approved
    OR

  • Your application was rejected, for a variety of reasons, and requires your correction

    • Examples of common rejection reasons include:

      • DOB formatting errors - please enter in: YEAR/MONTH/DATE

      • Address issues - entering a PO box as a physical location

      • The ID provided with your application has expired

Applications can take up to 5 business days for review

You will not be able to fund your account until your application is approved

This includes money and/or securities

You should receive an e-mail from tZERO confirming that:

Your application has been approved
OR

Your application was rejected, for a variety of reasons, and requires your correction

Examples of common rejection reasons include:

DOB formatting errors - please enter in: YEAR/MONTH/DATE

Address issues - entering a PO box as a physical location

The ID provided with your application has expired

You may receive a request for additional information which may include a request for ID see Having trouble uploading ID? | tZERO Help Center for further instructions on Document Verification.

For questions regarding your Secondary Trading account, contact support@tzero.com

Primary Issuance Investing Account Creation

List of offerings

• For a full list of offerings, please click here

For a full list of offerings, please click here

Creating an account

1. Click on “get started” on the offering you wish to invest in.

   1. You may be prompted to the issuer website, if so you will need to select “invest now”/”become a shareholder”

2. Enter User Information

   1. Enter email address

   2. Create password

      1. Password Requirements:

         1. Minimum 8 characters

         2. At least one upper case letter [A-Z]

         3. At least one lower case letter [a-z]

         4. At least one number

         5. Cannot contain a space

         6. Allowed special characters: !@#$%-_

   3. Enter phone number

   4. Click Save & Continue

Click on “get started” on the offering you wish to invest in.

You may be prompted to the issuer website, if so you will need to select “invest now”/”become a shareholder”

Enter User Information

Enter email address

Create password

Password Requirements:

Minimum 8 characters

At least one upper case letter [A-Z]

At least one lower case letter [a-z]

At least one number

Cannot contain a space

Allowed special characters: !@#$%-_

Enter phone number

Click Save & Continue

Verification

• Email verification will be sent to the email address provided

  • Once received, click on verify your email address link from the email body.

Email verification will be sent to the email address provided

Once received, click on verify your email address link from the email body.

Account Information

1. Select the type of account you wish to invest with

   1. Options include: Individual, Joint, Corporation, LLC, Partnership and Trust

      1. If opening an entity account type click here for further instructions.

2. Enter your name

3. Enter your physical address

   1. If mailing address is different, then check off the default mailing address is the same as physical address above and manually enter your mailing address.

4. Enter your Date of birth

5. Enter your Tax Country

   1. If in the US, SSN will be required.

   2. If in an international country, tax ID number will be required.

6. You will need to agree to T&C and Privacy disclosures in order to proceed

7. Click Save & Continue

Select the type of account you wish to invest with

Options include: Individual, Joint, Corporation, LLC, Partnership and Trust

If opening an entity account type click here for further instructions.

Enter your name

Enter your physical address

If mailing address is different, then check off the default mailing address is the same as physical address above and manually enter your mailing address.

Enter your Date of birth

Enter your Tax Country

If in the US, SSN will be required.

If in an international country, tax ID number will be required.

You will need to agree to T&C and Privacy disclosures in order to proceed

Click Save & Continue

Investment & Subscription Agreement

1. Enter your investment amount

   1. click save

      1. If after clicking save, you would like to make a change to the amount, you can update the amount by clicking on the pencil icon.

Enter your investment amount

click save

If after clicking save, you would like to make a change to the amount, you can update the amount by clicking on the pencil icon.

1. The subscription agreement selection will populate on screen, detailing Description, Amount, ID, and Contract

   1. Under Contract click Sign Document

      1. You will be directed to a DocuSign subscription agreement to complete

   2. Once complete, click Save & Continue

The subscription agreement selection will populate on screen, detailing Description, Amount, ID, and Contract

Under Contract click Sign Document

You will be directed to a DocuSign subscription agreement to complete

Once complete, click Save & Continue

Payment

1. Select method of payment

   1. Pay by ACH

      1. Click on Connect Bank Account

         1. you will be directed to Plaid to complete linking your banking details

            1. you can search or select your bank account

               1. Click continue to log in

               2. Enter Username

               3. Enter Password

            2. Or select link with account numbers (Micro Deposit)

               1. Enter routing number

               2. Enter account number

   2. Pay by Wire Transfer

2. Click Save & Continue

Select method of payment

Pay by ACH

Click on Connect Bank Account

you will be directed to Plaid to complete linking your banking details

you can search or select your bank account

Click continue to log in

Enter Username

Enter Password

Or select link with account numbers (Micro Deposit)

Enter routing number

Enter account number

Pay by Wire Transfer

Click Save & Continue

Accreditation

We utilize Verify Investor to verify accreditation status.

Please refer to the following helpful FAQ

For Joint accounts - Joint User Information

1. Select your specific joint account type

   1. Joint tenants with rights of survivorship

   2. Joint tenants in common

2. Enter joint holder's name

3. Enter joint holder’s physical address

   1. If mailing address is different, then check off the default mailing address is the same as physical address above and manually enter your mailing address

4. Click Save & Continue

Select your specific joint account type

Joint tenants with rights of survivorship

Joint tenants in common

Enter joint holder's name

Enter joint holder’s physical address

If mailing address is different, then check off the default mailing address is the same as physical address above and manually enter your mailing address

Click Save & Continue

Joint holder’s Verification

1. Email verification will be sent to the joint holder’s email address provided

   1. Once received, click on apply to Joint Account link from the email body.

Email verification will be sent to the joint holder’s email address provided

Once received, click on apply to Joint Account link from the email body.

1. Joint holder’s email address and password setup

   1. Enter email address

   2. Create password

      1. Password Requirements:

         1. Minimum 8 characters

         2. At least one upper case letter [A-Z]

         3. At least one lower case letter [a-z]

         4. At least one number

         5. Cannot contain a space

         6. Allowed special characters: !@#$%-_

   3. Enter phone number

   4. Click Save & Continue

2. Once logged back in; you will be prompt to setup Two-Factor Authentication

   1. Select one of the following (based on applicable options):

      1. If you live inside the US, you have two options to pick from:

         1. Use an authenticator app

         2. Use phone (SMS)

      2. If you live outside the US, you can only select Authenticator App:

         1. Use an authenticator app

3. Joint holder holder will need to agree to T&C and Privacy disclosures in order to proceed

4. Click Save & Continue

Joint holder’s email address and password setup

Enter email address

Create password

Password Requirements:

Minimum 8 characters

At least one upper case letter [A-Z]

At least one lower case letter [a-z]

At least one number

Cannot contain a space

Allowed special characters: !@#$%-_

Enter phone number

Click Save & Continue

Once logged back in; you will be prompt to setup Two-Factor Authentication

Select one of the following (based on applicable options):

If you live inside the US, you have two options to pick from:

Use an authenticator app

Use phone (SMS)

If you live outside the US, you can only select Authenticator App:

Use an authenticator app

Joint holder holder will need to agree to T&C and Privacy disclosures in order to proceed

Click Save & Continue

For questions about investing in a Primary Issuance, contact investor_support@tzero.com